Denise H. Lollis

Chief Operating Officer
Chief Compliance Officer


Chief Operating Officer Denise H. Lollis joined the Firm in 2013. With oversight for Firm Operations, Mrs. Lollis is responsible for ensuring effective management of the Firm Operations Team, strategic allocation of resources, and alignment of Operations, Compliance, Human Resources, Information Technology and Marketing activities in implementing strategic initiatives. In February 2016, Mrs. Lollis was named as the Firm’s Chief Compliance Officer, working with the Compliance Committee to foster an ongoing culture of fiduciary responsibility and compliance.

Mrs. Lollis has 20 years' experience in the financial services industry with Greenwood Capital’s affiliate, TCB Corporation where she managed shared corporate services for the TCB Family of companies. She received her B.A. and B.S. from Lander University and has completed the NRS Investment Adviser Core Compliance Certificate Program.