john-e-beale-jr

John E. Beale, Jr.

Compliance Administrator


John E. Beale, Jr., joined Greenwood Capital in August 2015 as Compliance Administrator. Mr. Beale  is an integral member of the Greenwood Capital Compliance Committee and Team comprised of the Chief Compliance Officer (CCO), President, and Chief Investment Officer.  The Compliance Administrator works in tandem with the CCO to ensure that the Firm is continuously fostering a culture of fiduciary responsibility and compliance.  Mr. Beale administers the day-to-day requirements of the Firm’s Compliance Program.  He is a graduate of Lander University with a B.S. in Business Administration/Accounting and completed four internships with Elliott Davis Decismo, Certified Public Accountants. He also has completed the NRS Investment Adviser Core Compliance Certificate Program.